Transaction Reporting Analyst - MiFID

Position Type :

Full time

Type Of Hire :

Experienced (relevant combo of work and education)

Education Desired :

Associate's Degree

Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.

About the role

We are currently looking for an MiFID Transaction Reporting Analyst. You will produce and oversee the MiFID Transaction Reporting (RTS22) submissions, as well as supporting the team with other regulatory submissions (MiFID Trade reporting, EMIR, SFTR, etc) and any new transaction based regulatory reporting as and when required in the future.

What you will be doing

• Responsibility for the daily production, delivery and oversight of RLAM’s MiFID Transaction Reporting BAU submissions

• Undertake the associated BAU assurance activities in collaboration with compliance and RLAM’s assurance partner.

• Carry out remediation work as required where issues are identified across processes and reporting.

• Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement.

• Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment.

• Participate in internal and external audits as well as regulatory inspections in relation to the firm’s reporting obligations.

• Completing daily & monthly reconciliations involving multiple sets of data to ensure regulatory compliance

• Production of periodic MI for presentation on various board/committees as well as stats packs for external clients

• Liaising with both external clients and internal departments for fast and accurate resolution of queries/exceptions.

What you bring

• Knowledge of MiFID Transaction reporting obligations, relevant instruments, reporting technical standards and associated industry guidance

• 2 – 3 years’ experience in a similar role

• Prior experience in regulatory assurance / QA activities is an advantage.

• Prior experience of MiFID reporting solutions is an advantage.

• Demonstrable expertise in data analysis techniques, problem solving, root-cause analysis and clear communication of conclusions to senior management.

• Experience of working within a regulatory driven agenda and assessing regulatory impacts to the business and Operations

• Operating across businesses and functions, such as Compliance, Legal, Technology and the Business with demonstrable negotiation, influencing and relationship management skills

• Communication skills and effective stakeholder management

What we offer you

• A multifaceted job with a high degree of responsibility and a broad spectrum of opportunities

• A broad range of professional education and personal development possibilities

• A competitive salary and company benefits

• The chance to work on some of the most challenging, relevant issues in financial services & technology

• A work environment built on collaboration, flexibility and respect.

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Sourcing Model

Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

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